VC Fund Manager Add-On Charter

GUOSMM-C-2026-024 · 2026-07-15T00:10:00Z

---

guosmmDocumentId: GUOSMM-C-2026-024

title: "VC Fund Manager Add-On Charter"

instrumentVersion: 1.0

language: en

publishedAt: 2026-07-15T00:10:00Z

effectiveAt: 2026-07-15T00:10:00Z

signingAuthority: "Sovereign Military Order of Malta"

licenseId: LICENSE-VC-FUND-MANAGER-SHOSJJ-2026-001

baseAct: undefined

taxonomyAct: undefined

entityId: asset-manager-core

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GAZZETTA UFFICIALE DELL'ORDINE SOVRANO MILITARE DI MALTA

OFFICIAL GAZETTE OF THE SOVEREIGN MILITARY ORDER OF MALTA (GUOSMM)

FieldValue
Document ID`GUOSMM-C-2026-024`
SeriesC
Document typeSupplemental Activity Add-On Charter
Published2026-07-15T00:10:00Z
Effective2026-07-15T00:10:00Z
Base act`undefined`
Taxonomy act`undefined`
Licence number`LICENSE-VC-FUND-MANAGER-SHOSJJ-2026-001`

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VC Fund Manager Add-On Charter

Section 1 — Scope

1.1 This Add-On Charter authorizes the manager to operate venture capital funds, seed funds, and closely related venture-style pooled vehicles within the defined license perimeter.

1.2 The charter covers fund governance, investment selection, portfolio monitoring, and capital deployment into venture-stage companies or comparable private-growth targets.

Section 2 — Permitted activities

2.1 Managing VC funds on a discretionary basis.

2.2 Advising on VC investment strategy and portfolio construction.

2.3 Coordinating fund administration, valuation oversight, investor reporting, and portfolio-company monitoring.

2.4 Entering into placement, subscription, or capital-call administration processes only when separately permitted and documented.

Section 3 — Restrictions

3.1 No public retail fund authorization.

3.2 No blanket hedge-fund authority.

3.3 No custody, nominee, escrow, or safekeeping authority unless separately granted.

3.4 No exchange, broker-dealer, or order-routing authority by this add-on alone.

Section 4 — Operating conditions

4.1 The manager shall serve only the investor class stated in the publication manifest or in the fund-specific supplement.

4.2 The manager shall use segregated fund documentation and shall not mix VC mandates with public-market or leveraged trading mandates unless a separate add-on is published.

4.3 The manager shall maintain conflicts, valuation, and disclosure controls appropriate for private capital.

Section 5 — Companion permissions

5.1 If the business model includes standalone advice, `activity.investment_adviser` is also required.

5.2 If the business model includes order execution or trade placement, `activity.dealing_arranging` is also required.

5.3 If the business model includes custody or fund-asset safekeeping, `activity.custody_nominee_escrow` is also required.

Section 6 — Non-claims

6.1 This add-on does not create banking status, deposit-taking status, or local venture-fund registration.

6.2 This add-on does not create host-state authorization without local counsel and local filings where required.

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*Signing authority: Sovereign Military Order of Malta*